New York Securities Arbitration Attorney Jenice L. Malecki in the News
The securities fraud attorney at Malecki Law works tirelessly to get the best possible recovery of investment funds for national and international clients. From the New York City law office located in the financial district, they counsel investors and industry participants clients across the nation including New York, Massachusetts, and Washington D.C.
The success and proven record of Malecki Law in getting results for their clients is evidenced by the many quotes and comments by Ms. Malecki in the numerous articles listed below:
Cifuentes settles with Wachovia; (Asset Securitization Report article published by SourceMedia; January 16, 2006)
Wachovia reaches settlement with ex-analyst; (Charlotte Business Journal - January 11, 2006)
Inquiry Seen Into Firing of Analyst by Wachovia; By GRETCHEN MORGENSON, (NY Times November 17, 2005)
SEC Probes Firing of Wachovia Analyst; (AP Story published by Dow Jones, The Washington Post, Forbes, Business Week other major publications November 16, 2005)
Operations Risk-Malecki Law Files Sarbanes Complaint Against Wachovia, IECA, (July 20, 2005).
Malecki Law Announces Filing of Sarbanes-Oxley Complaint with Department of Labor (July 20, 2005)
Analyst Files Complaint Against Wachovia Securities: Investment Dealer's Digest (IDD) (July 20, 2005)
"Wachovia Pressured Research Reports According to Sarbanes-Oxley Complaint" (July 18, 2005)
Former Wachovia Securities Analyst Files Whistleblower Complaint, Birmingham Business Journals (July 12, 2005) (Securities attorney Jenice Malecki represents former Wachovia Securities research analyst Arturo Cifuentes in Sarbanes-Oxley whistleblower action filed with OSHA for retaliation taken after Mr. Cifuentes disclosed that Wachovia was attempting to influence the timing of the release of his research reports.)
Whistleblower Complaint Filed Against Wachovia Unit, Charlotte Business Journal, (July 12, 2005) (Securities lawyer Jenice Malecki represents former Wachovia Securities research analyst Arturo Cifuentes in Sarbanes-Oxley whistleblower action filed with OSHA for retaliation taken after Mr. Cifuentes disclosed that Wachovia was attempting to influence the timing of the release of his research reports.)
Stephen Taub, Whistle-Blower Case Raises Timing Issue, CFO MAGAZINE, (July 12, 2005) (Whistleblower complaint filed by Arturo Cifuentes raises issue related to 2002 settlement between New York Attorney General Eliot Spitzer and major securities firms aimed at ensuring the independence of Wall Street research.)
Colleen Marie O'Connor, CDO Analyst Cifuentes Alleges Pressure from Wachovia, Asset Securitization Report, July 11, 2005, at 1
Scott Goodwin, Researcher Turns To Sarbanes-Oxley Over Wachovia Dismissal, Loan Market Week (July 8, 2005) (Securities attorney Jenice Malecki cites reinstatement and compensation as potential remedies for firing of her client Arturo Cifuentes, former head of collateralized debt obligation research at Wachovia Securities.)
"Malecki Law announces the filing of a Sarbanes-Oxley Act complaint with OSHA today for alleged attempts by Wachovia to influence Collateralized Debt Obligation ("CDO") Fixed Income Research Analyst Arturo Cifuentes, formerly at Wachovia Securities." New York, PRNewswire (July 6, 2005 ) -- download doc news release (Malecki Law announces filing of Sarbanes-Oxley complaint with OSHA on behalf of Arturo Cifuentes for alleged attempts by Wachovia Securities to pressure and sometimes stop release of fixed income research reports.)
"SEC Approves Changes to NASD Arbitrator Rules," Securities Week, Vol. 31, No. 27 (July 5, 2004)
"RBC Dain Rauscher Creates Diversity Program Appoints Director," Securities Week, Vol. 31, No. 24 (June 14, 2004)
"NYSE Arbitrations Suffering From Slowdown," Securities Week, vol. 31, No. 14 (April 5, 2004)
"Alone Among Win houses Wachovia Recruits Through its Clearing Division," Securities Week, vol. 31, No. 12 (March 22, 2004)
"Mass-Tort Attorney Sanctioned by NASD, Also Appointed to Prestigious Panel," Securities Week, vol. 31, No. 8 (Feb. 23, 2004)
"NASD Discovery Abuse Plans Seen by Some as Not Addressing Real Cause of Problem," Securities Week, vol. 31, No. 4 (Jan. 26, 2004)
"Summary Judgment Gives Race Victory to Everyone with our Contract," Securities Week, vol. 30, No. 40 (Oct. 6, 2003)
"Client Suing Smith Barney Sexual Discrimination Class Counsel for Malpractice," Securities Week, Vol. 30, No. 25 (June 23, 2003).
"Client Swing Smith Barney Sexual Discrimination Class Counsel for Malpractice," vol. 30, no. 25 (June 23, 2003)
"Case Now on Appeal has Potential to Open Door for Mastershares Suits Against Prudential," Securities Week, Vol. 30, No. 12 (March 24, 2003)
"NASD Information Disclosure Critics Say Disciplinary Information on Members is Lacking," The New York Law Journal (June 6, 2002) (National Association of Securities Dealers disciplinary disclosure procedures are untrustworthy according to New York securities arbitration attorney Jenice Malecki.)
"Spitzer Claims Merrill Lynch Misled Investors," The New York Law Journal (April 18, 2002)
"THE STRIP: Harrah's Execs Sold Stock Before News," The Las Vegas Business Journal, (July 19, 2001)
"Law Suit Accuses Geppi of Stealing Art Work," Baltimore Business Journal, (November 2000) -- download pdf article (Sad Sack Inc. sues comic book giant Steve Geppi for more than $5.2 million dollars for theft of vintage comic book drawings.)
"Sad Sack vs. Steve Geppi," The Comics Journal, (October 19, 2000) -- download pdf article (Sad Sack Inc. sues Steve Geppi of Diamond Comic Distributors for theft of more than 15,000 pages of Harvey Comics art.)
"Securities Attorneys Offer Varying Opinions of GAO Report on Unpaid Arbitration Awards," Securities Week, vol. 27, No.28, P. 4 and 6-7, July 10, 2000
"Want to Sue Your Broker?" Diversions Magazine, (February 2000) -- download pdf article (New York securities arbitration lawyer Jenice Malecki is quoted regarding the utility of representing yourself at a securities arbitration hearing.)
"Former Compliance Chief Fights NASD; Says Court-Appointed Counsel Was in Charge," Compliance Reporter, a publication of Institutional Investor, Inc. Vol. V, No. 5, p. 1 (March 2, 1998) -- download pdf article (Former director of compliance cites court order to dispute NASD charges according to his securities attorney Jenice Malecki.)
Jenice Malecki will be a speaker on Steve Forbes' In-Flight Radio show, "America's Most Influential Women in Government, Technology, Business, and the Law". Other women appearing on the program include Madeline Albright, Mercedes Cowlin, and others. Airing in May 2006.
Contact the Experienced Securities Attorneys at Malecki Law
If these articles have been helpful and you would like to know how Malecki Law can represent you on a securities law or other legal matter, contact their New York securities fraud lawyer today for a free consultation .