Government and Regulatory Links
United States Securities & Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
www.sec.gov
202-942-8088 Main Number
202-942-7040 Public Complaints
202-942-4530 Enforcement
202-942-2900 General Counsel
http://www.sec.gov/news/openmeetings
Federal Information Center
1-800-347-1997
Commodities Futures Trading Commission
1155 21st Street, N.W.
Washington, D.C. 20581
www.cftc.gov
202-418-5000 Main Number
202-418-5250 Office of Proceedings & Reparations
202-418-5320 Division of Enforcement
202-418-5120 General Counsel
New York State Attorney General's Office
Bureau of Investor Protection
120 Broadway, 23rd Floor
New York, New York 10271
www.oag.state.ny.us
212-416-8200
212-416-8816
1-800-771-7755 Consumer Fraud
NY District Attorney
212-335-9000
Self-Regulatory Links
National Association of Securities Dealers, Inc.
1735 K Street, N.W.
Washington, D.C. 20006
NASD Regulation, Office of Dispute Resolution
125 Broad Street, 36th Floor
New York, New York 10004
www.nasdaq.com
www.nasdr.com
www.nasdadr.com
www.nasd.com
301-590-6500 Main Number
212-858-4400 Arbitration
800-289-9999 Broker Background Information
301-590-6410 Enforcement
202-728-8953 General Counsel
New York Stock Exchange
11 Wall Street
New York, New York 10005
www.nyse.com
212-656-3000 Main Number
212-656-3757 Public Complaints
212-656-2772 Arbitration
202-656-2222 General Counsel
American Stock Exchange
86 Trinity Place
New York, New York 10006
www.amex.com
212-306-1000 Main Number
212-306-1634 Public Complaints
212-306-1414 Arbitration
202-306-1400 General Counsel
Municipal Securities Rulemaking Board
1150 18th Street, N.W., Suite 400
Washington, D.C. 20036
www.msrb.org 202) 223-9347 Main Number
Other Exchanges:
Boston Stock Exchange
www.bostonstock.com
Chicago Board of Trade
www.cbot.com
Chicago Board Option Exchange
www.cboe.com
Chicago Mercantile Exchange
www.cme.com
Chicago Stock Exchange
http://www.chx.com
Pacific Stock Exchange
www.pacificex.com
Philadelphia Stock Exchange
www.phlx.com
Industry Associations
North American Securities Administrators Association
1 Massachusetts, N.W., Suite 310
Washington, D.C. 20001
www.nasaa.org
202-737-0900 Main Number
202-737-0900 Public Complaints
212-737-0900 General Counsel
1-888-884-NASAA State-by-State Regulators
Securities Industry Association
120 Broadway, 35th Floor
New York, NY 10271-0080
212-608-1500
www.sia.com
National Futures Association
200 West Madison, Suite 1400
Chicago, Illinois 60606
www.nfa.futures.org
800-676-4632 Main Number
Certified Financial Planners Board of Standards
1700 Broadway
Denver Colorado 80290-2101
www.cfp-board.org
1-800-237-6275 Main Number
National Association of Personal Financial Advisors
www.napfa.org
Financial Planning Association
www.fpanet.org
Options Industry Council
www.optionscentral.com
National Association of Securities Professionals
www.naip.com
952-322-NAIP
Other Industry Participants
American Arbitration Association
140 West 51st Street
New York, New York 10020
www.adr.org
212-484-4000 Main Number
AARP American Association of Retired Persons
601 E St., NW
Washington, DC 20049
Phone: 1-800-424-3410
1-800-424-3410
Securities Investor Protection Corporation (SIPC)
805 15th Street, N.W., Suite 800
Washington, D.C. 20005
www.sipc.org
212-371-8300 Main Number
Directory of Websites
www.wallstreetcurmudgeon.com
Better Business Bureau
www.bbb.org
Financial Accounting Board of Standards
www.fasb.org
Clearing Agencies
Depository Trust Company
www.dtc.org
National Securities Clearing Corp
www.nscc.com
Mortgage Backed Securities
Clearing Corp
www.mbscc.com
Current & Historical Financial Statements
www.sec.gov/edgarhp.htm
www.tenkwizard.com
(searches edgar) www.freeedgar.com
www.10kwizard.com
Current & Historical Pricing
www.bigcharts.com
www.marketwatch.com
www.financialweb.com
Stock Quotes
www.Quote.com
http://finance.yahoo.com
http://moneycentral.msn.com/home.asp
Bond Pricing
www.bondmarkets.com
www.bradynet.com
www.nasdbondinfo.com
www.investinginbonds.com
http://chpartners.com
Commodities Quotes
http://www.cbot.com
http://www.barchart.com
http://www.bar-charts.com
Mutual Fund Quotes
www.mfmag.com
http://personalfund.com
www.moneycafe.com
Intraday NASDAQ Quotes
www.nasdaqtrader.com/trader/ tradingdata/reportsource/about.stm
Options Pricing
www.optionscentral.com
www.iseoptions.com
http://finance.yahoo.com
http://www.quote.com
www.edreyfus.com
www.interactivebroker.com
www.cboe.com
www.schaeffersresearch.com
www.coveredcalls.com
www.optionfind.com
www.phlx.com
www.numa.com
Hedge Funds
http://www.hedgeworld.com/
Current & Historical Ratings
www.moodys.com
www.standardpoor.com
http://www.lipperweb.com
Current & Historical News
www.ajr.org
newslink.org
www.wsj.com
www.dowjones.com
www.bloomberg.com
www.barrons.com
www.CNBC.com
www.cnnfn.com
Financial Search Engines
www.InvestorSeek.com
www.wwfn.com
Arbitration Decisions
http://www.nasdadr.com
www.nyse.com
Regulatory Decisions
www.sec.gov
www.nasd.com
www.nyse.com
Industry Investigative Service
Primark/Disclosure
www.primark.com
800-638-8241
Fidelfacts
www.fidelifacts.com
212-425-1520
Other Governmental Sites
FDIC
www.fdic.gov
FBI
www.fbi.gov
Federal Reserve Board
www.federalreserve.gov
Federal Trade Commission
www.ftc.gov
General Accounting Office
www.gao.gov
Internal Revenue Service
www.irs.gov
White House
www.whitehouse.gov
Fedworld
www.fedworld.gov
Senate
www.senate.gov
State Department
www.state.gov
House of Representatives
www.house.gov
NYS Assembly
http://assembly.state.ny.us
Translation Services
www.babelfish.altavista.com/translate.dyn
Employment Links
US Equal Employment Opportunities Commissions (EEOC)
1801 L Street, NW
Washington, DC 20507
www.eeoc.gov
202-663-4900
US Department of Labor
www.dol.gov
Statistics
212-337-2400
Workers' Compensation
1-800-347-1997 General Information
Unemployment Insurance
212-337-2151
Women's Bureau
212-337-2389
Bureau of Labor Statistics
http://www.bls.gov/
NYS Attorney General
www.oag.state.ny.us
Human Rights Division
212-306-7500 General
212-306-7686 Discrimination
212-No2BIAS Bias Complaints
Equal Employment Practices Commission
212-240-7902
Department of Labor
212-416-8700
www.labor.state.ny.us
NYC Human Rights Division
40 Rector Street
New York, New York
212-30-75090
www.nyc.com
(click on Human Rights Division in Agency List)
Human Resources Training
www.fairmeasures.com
Sites for Women in Business
Nat. Organization for Women
www.now.org
www.nownyc.org
NYS Division for Women
212-681-4547
NYS Human Rights Division
Sex Harrassment Hotline
1-800-427-2773
NYC Commission
on the Status of Women
212-788-2738
www.nyc.gov/html/csw/home.html
NY Women's Bar Association
212-752-5544