A Reputation for Excellence

Uniquely focused on providing legal representation in the context of securities law and related practice areas, Malecki Law handles a wide variety of matters—including customer arbitrations, employment law disputes, securities fraud litigation, arbitration and mediation, regulatory defense, representation to whistleblowers and commercial litigation, as well as appeals—for both national and international clients. The experienced securities law attorneys at Malecki Law take an aggressive and proactive approach to meeting each client’s needs.

Malecki Law is “AV Rated” by Martindale Hubbell, indicating “very high to preeminent legal ability and very high ethical standards as established by confidential opinions from members of the bar.”

Based in the financial district of New York City, the securities arbitration attorneys of Malecki Law practices throughout the nation as well as internationally, frequently serving clients in New York, New Jersey, Massachusetts, and Washington D.C.

Malecki Law brings a keen understanding of the complexities of securities and commodities markets, the investment industry framework, and how investment strategies work and fail. Because Ms. Malecki represents both plaintiffs and claimants in civil matters and defendants and respondents in administrative and regulatory matters, she is familiar with both sides of the relevant legal arguments. Her extensive and well-balanced experience has proven critical to her success in reaching favorable results for her clients.

From its New York location, Malecki Law has handled a wide variety of securities cases, including

• Securities fraud and Unsuitability claims
• Tax Shelter Fraud cases
• Commercial Litigation and Appeals
• Arbitration and mediations
• Audits and investigations
• Whistleblower representation and claims
• Business and Employment Contract Negotiations and Reporting Issues
• Governmental, Regulatory, and Self-Regulatory Proceedings
• Securities and Exchange Commission (SEC), Financial Regulatory Authority (FINRA), state securities division and other agency, regulatory and self-regulatory complaints.
• Real Estate Investments

Ms. Malecki represents investors in matters ranging from routine suitability cases to complex disputes involving issues such as

• Common Law Fraud & Misrepresentations and Omissions under Federal Securities Laws
• Churning / Overtrading
• Unauthorized Trading
• Overconcentration
• Product Failures: Issues with mutual funds, preferred securities, bonds, notes, annuities, hedge funds, private placements, CMOs, CDOs, MBSs, REITs, and other structured products.
• Margin Violations
• Market Manipulation
• Failure to Execute
• Failure to Supervise
• Breach of Contract
• Forgery
• Conversion and Theft
• Insider Trading
• Breach of Fiduciary Duty

The New York securities law attorneys of Malecki Law are equally committed to delivering effective and efficient services to industry clients. We design strategies that protect our clients’ interests, based on a clear understanding of the multifaceted needs and requirements of each particular firm.

Ms. Malecki is a member of the Board of Directors of the Public Investors Arbitration Association (PIABA) and serves as a FINRA arbitration lawyer. Ms. Malecki advocates for positive change in securities law and regulations through a variety of industry associations, and her insights and opinions on current issues in securities law have been sought by both television and print media.

To learn more about securities arbitration and litigation, please read our “Securities Law” page.

To schedule a free initial consultation with Malecki Law, please call 212-943-1233, email jenice@maleckilaw.com, or fill out and submit our online “Contact Us” form.