Resources

Government and Regulatory Links

United States Securities & Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 942-8088 | (202) 942-8088 FREE
Contact form
see also: Electronic Mailboxes at the Commission

New York Regional Office
Andrew Calamari, Regional Director
200 Vesey Street, Suite 400
New York, NY 10281-1022
(212) 336-1100 | (212) 336-1100 FREE
e-mail: newyork@sec.gov

Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
202-418-5000 | 202-418-5000 FREE
202-418-5521, fax
202-418-5514 | 202-418-5514 FREE, TTY
questions@cftc.gov

New York State Attorney General's Office
Investor Protection Bureau
120 Broadway, 23rd Floor
New York, NY 10271
http://www.ag.ny.gov/bureaus/investor_protection/about.html
Phone: 212-416-8222 | 212-416-8222 FREE
Fax: 212-417-8816

U.S. House and Senate
www.house.gov
www.senate.gov
Information on the Dodd-Frank Wall Street Reform and Consumer Protection Act
Full Text of the Act

Information and Full Text for the Arbitration Fairness Act of 2009

The Financial Crisis Inquiry Commission

Self-Regulatory Links

FINRA - Financial Regulatory Authority
1735 K Street, N.W.
Washington, D.C. 20006
FINRA Call Center: (301) 590-6500 | (301) 590-6500 FREE
www.finra.org

FINRA Regulation, Office of Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200 | (212) 858-4200 FREE
Fax: (301) 527-4873

Municipal Securities Rulemaking Board
1900 Duke Street Suite 600
Alexandria, VA 22314
Phone: (703) 797-6600 | (703) 797-6600 FREE
Fax: (703) 797- 6700
www.msrb.org/

Other Exchanges

Chicago Board Option Exchange

Chicago Mercantile Exchange

Chicago Stock Exchange

Pacific Stock Exchange

Industry Associations

North American Securities Administrators Association
1 Massachusetts, N.W., Suite 310
Washington, D.C. 20001
www.nasaa.org
202-737-0900 | 202-737-0900 FREE Main Number
202-737-0900 | 202-737-0900 FREE Public Complaints
212-737-0900 | 212-737-0900 FREE General Counsel
1-888-884-NASAA | 1-888-884-NASAA FREE State-by-State Regulators

SIFMA
120 Broadway, 35th Floor
New York, NY 10271-0080
(ph) 1.212.313.1200 | 1.212.313.1200 FREE
(fx) 1.212.313.1301
www.sifma.org

National Futures Association
www.nfa.futures.org
Chicago Headquarters
300 S. Riverside Plaza, #1800
Chicago, IL 60606-6615
(312) 781-1300 | (312) 781-1300 FREE
(312) 781-1467 (fax)

New York Office
120 Broadway, #1125
New York, NY 10271
(212) 608-8660 | (212) 608-8660 FREE
(212) 964-3913 (fax)

Certified Financial Planners Board of Standards
1425 K Street, NW, Suite 500
Washington, DC 20005
P: 800-487-1497 | 800-487-1497 FREE (Toll-Free)
P: 202-379-2200 | 202-379-2200 FREE
F: 202-379-2299
http://www.cfp.net/

National Association of Personal Financial Advisors
3250 North Arlington Heights Road, Suite 109
Arlington Heights, IL 60004
847-483-5400 | 847-483-5400 FREE
Fax: 847-483-5415
info@napfa.org
www.napfa.org

Financial Planning Association
www.fpanet.org

Options Industry Council
www.888options.com

National Association of Securities Professionals
727 NW 15th Street, Suite 750
http://www.nasphq.org/
Washington DC 20005
Phone - 202-371-5535 | 202-371-5535 FREE
Fax - 202-371-5536

Other Industry Participants

American Arbitration Association
1633 Broadway, 10th Floor
New York, New York 10019
212-716-5800 | 212-716-5800 FREE | Fax: 212-716-5905
www.adr.org

AARP American Association of Retired Persons
http://www.aarp.org/money/
601 E St., NW
Washington, DC 20049
Phone: 1-800-424-3410 FREE
1-800-424-3410 FREE

Securities Investor Protection Corporation (SIPC)
805 15th Street, N.W., Suite 800
Washington, D.C. 20005
www.sipc.org
Tel: (202)371-8300 FREE
Fax: (202)371-6728
Email: asksipc@sipc.org

Better Business Bureau
www.bbb.org

Financial Accounting Board of Standards
www.fasb.org

Clearing Agencies

Depository Trust Company
www.dtcc.org

Current & Historical Financial Statements
www.sec.gov/edgarhp.htm
www.tenkwizard.com
(searches edgar) www.freeedgar.com
www.10kwizard.com

Current & Historical Pricing
www.bigcharts.com
www.marketwatch.com
www.finweb.com

Stock Quotes
www.Quote.com
http://finance.yahoo.com
http://money.msn.com/

Bond Pricing
www.bradynet.com
www.financebooth.com
www.investinginbonds.com
http://chpartners.com

Commodities Quotes
www.barchart.com www.bar-charts.com
Mutual Fund Quotes
http://personalfund.com
www.moneycafe.com

Intraday NASDAQ Quotes
www.nasdaqtrader.com

Options Pricing>
www.888options.com
www.iseoptions.com
http://finance.yahoo.com
www.quote.com
www.dreyfus.com
www.interactivebroker.com
www.cboe.com
www.schaeffersresearch.com
www.coveredcalls.com
www.optionfind.com
www.nasdaqtrader.com

Hedge Funds
www.hedgeworld.com

Current & Historical Ratings
www.moodys.com
www.standardandpoors.com
www.lipperweb.com

Current & Historical News
www.ajr.org
newslink.org
www.wsj.com
www.dowjones.com
www.bloomberg.com
www.barrons.com
www.CNBC.com
www.cnn.com

Financial Search Engines
www.wwfn.com

Arbitration Decisions
www.finra.org

Regulatory Decisions
www.sec.gov
www.nasd.com
www.nyse.com

Industry Investigative Service

Fidelfacts www.fidelifacts.com
212-425-1520 FREE

Other Governmental Sites

FDIC

FBI

Federal Reserve Board

Federal Trade Commission

General Accounting Office

Internal Revenue Service

White House

Fedworld

Senate

State Department

House of Representatives

NYS Assembly

Translation Services

Google Translate

Bing Translator

Employment Links

US Equal Employment Opportunities Commissions (EEOC)
1801 L Street, NW
Washington, DC 20507
www.eeoc.gov
202-663-4900 FREE

US Department of Labor
www.dol.gov

Statistics
212-337-2400 FREE

Workers' Compensation
1-800-347-1997 FREE General Information

Unemployment Insurance
212-337-2151 FREE

Women's Bureau
212-337-2389 FREE

Bureau of Labor Statistics
http://www.bls.gov/

NYS Attorney General
www.ag.ny.gov

Human Rights Division
212-306-7500 FREE General
212-306-7686 FREE Discrimination
212-No2BIAS Bias Complaints

Equal Employment Practices Commission
212-240-7902 FREE

Department of Labor
212-416-8700
www.labor.state.ny.us

NYC Human Rights Division
40 Rector Street
New York, New York
212-30-75090 www.nyc.com
(click on Human Rights Division in Agency List)

Human Resources Training
www.fairmeasures.com

Sites for Women in Business

Nat. Organization for Women
www.now.org
www.nownyc.org

NYS Division for Minority and Women Business Development
http://www.esd.ny.gov/MWBE.html/
633 Third Avenue
New York, NY 10017-6706
Phone: 1-212-803-2414 FREE
E-mail: esd@empire.state.ny.us
212-681-4547

NYS Human Rights Division
http://www.dhr.ny.gov/

Office of Sexual Harassment
New York State Division of Human Rights
55 Hanson Place, Room 900
Brooklyn, New York 11217
Telephone No. (718) 722-2060 FREE
Toll Free No. (800) HARASS-3 FREE or (800) 427-2773 FREE
InfoBrooklyn@dhr.state.ny.us

NYC Commission on Women’s Issues
212-788-2738 FREE
http://www.nyc.gov/html/cwi/html/about/about.shtml

NY Women's Bar Association
www.nywba.org/
212-752-5544 FREE