Resources
Government and Regulatory Links
United States Securities & Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 942-8088 | (202) 942-8088 FREE
Contact form
see also: Electronic Mailboxes at the Commission
New York Regional Office
George S. Canellos, Regional Director
3 World Financial Center, Suite 400
New York, NY 10281-1022
(212) 336-1100 | (212) 336-1100 FREE
e-mail: newyork@sec.gov
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
202-418-5000 | 202-418-5000 FREE
202-418-5521, fax
202-418-5514 | 202-418-5514 FREE, TTY
questions@cftc.gov
New York State Attorney General's Office
Investor Protection Bureau
120 Broadway, 23rd Floor
New York, NY 10271
http://www.ag.ny.gov/bureaus/investor_protection/about.html
Phone: 212-416-8222 | 212-416-8222 FREE
Fax: 212-417-8816
U.S. House and Senate
www.house.gov
www.senate.gov
Information on the Dodd-Frank Wall Street Reform and Consumer Protection Act
Full Text of the Act
Information and Full Text for the Arbitration Fairness Act of 2009
The Financial Crisis Inquiry Commission
Self-Regulatory Links
FINRA - Financial Regulatory Authority
1735 K Street, N.W.
Washington, D.C. 20006
FINRA Call Center: (301) 590-6500 | (301) 590-6500 FREE
www.finra.org
FINRA Regulation, Office of Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200 | (212) 858-4200 FREE
Fax: (301) 527-4873
Municipal Securities Rulemaking Board
1900 Duke Street Suite 600
Alexandria, VA 22314
Phone: (703) 797-6600 | (703) 797-6600 FREE
Fax: (703) 797- 6700
www.msrb.org/
Other Exchanges
Industry Associations
North American Securities Administrators Association
1 Massachusetts, N.W., Suite 310
Washington, D.C. 20001
www.nasaa.org
202-737-0900 | 202-737-0900 FREE Main Number
202-737-0900 | 202-737-0900 FREE Public Complaints
212-737-0900 | 212-737-0900 FREE General Counsel
1-888-884-NASAA | 1-888-884-NASAA FREE State-by-State Regulators
SIFMA
120 Broadway, 35th Floor
New York, NY 10271-0080
(ph) 1.212.313.1200 | 1.212.313.1200 FREE
(fx) 1.212.313.1301
www.sifma.org
National Futures Association
www.nfa.futures.org
Chicago Headquarters
300 S. Riverside Plaza, #1800
Chicago, IL 60606-6615
(312) 781-1300 | (312) 781-1300 FREE
(312) 781-1467 (fax)
New York Office
120 Broadway, #1125
New York, NY 10271
(212) 608-8660 | (212) 608-8660 FREE
(212) 964-3913 (fax)
Certified Financial Planners Board of Standards
1425 K Street, NW, Suite 500
Washington, DC 20005
P: 800-487-1497 | 800-487-1497 FREE (Toll-Free)
P: 202-379-2200 | 202-379-2200 FREE
F: 202-379-2299
http://www.cfp.net/
National Association of Personal Financial Advisors
3250 North Arlington Heights Road, Suite 109
Arlington Heights, IL 60004
847-483-5400 | 847-483-5400 FREE
Fax: 847-483-5415
info@napfa.org
www.napfa.org
Financial Planning Association
www.fpanet.org
Options Industry Council
www.888options.com
National Association of Securities Professionals
727 NW 15th Street, Suite 750
http://www.nasphq.org/
Washington DC 20005
Phone - 202-371-5535 | 202-371-5535 FREE
Fax - 202-371-5536
Other Industry Participants
American Arbitration Association
1633 Broadway, 10th Floor
New York, New York 10019
212-716-5800 | 212-716-5800 FREE | Fax: 212-716-5905
www.adr.org
AARP American Association of Retired Persons
http://www.aarp.org/money/
601 E St., NW
Washington, DC 20049
Phone: 1-800-424-3410 FREE
1-800-424-3410 FREE
Securities Investor Protection Corporation (SIPC)
805 15th Street, N.W., Suite 800
Washington, D.C. 20005
www.sipc.org
Tel: (202)371-8300 FREE
Fax: (202)371-6728
Email: asksipc@sipc.org
Better Business Bureau
www.bbb.org
Financial Accounting Board of Standards
www.fasb.org
Clearing Agencies
Depository Trust Company
www.dtcc.org
Current & Historical Financial Statements
www.sec.gov/edgarhp.htm
www.tenkwizard.com
(searches edgar) www.freeedgar.com
www.10kwizard.com
Current & Historical Pricing
www.bigcharts.com
www.marketwatch.com
www.finweb.com
Stock Quotes
www.Quote.com
http://finance.yahoo.com
http://money.msn.com/
Bond Pricing
www.bradynet.com
www.financebooth.com
www.investinginbonds.com
http://chpartners.com
Commodities Quotes
www.barchart.com www.bar-charts.com
Mutual Fund Quotes
http://personalfund.com
www.moneycafe.com
Intraday NASDAQ Quotes
www.nasdaqtrader.com
Options Pricing>
www.888options.com
www.iseoptions.com
http://finance.yahoo.com
www.quote.com
www.dreyfus.com
www.interactivebroker.com
www.cboe.com
www.schaeffersresearch.com
www.coveredcalls.com
www.optionfind.com
www.nasdaqtrader.com
Hedge Funds
www.hedgeworld.com
Current & Historical Ratings
www.moodys.com
www.standardandpoors.com
www.lipperweb.com
Current & Historical News
www.ajr.org
newslink.org
www.wsj.com
www.dowjones.com
www.bloomberg.com
www.barrons.com
www.CNBC.com
www.cnn.com
Financial Search Engines
www.wwfn.com
Arbitration Decisions
www.finra.org
Regulatory Decisions
www.sec.gov
www.nasd.com
www.nyse.com
Industry Investigative Service
Fidelfacts www.fidelifacts.com
212-425-1520 FREE
Other Governmental Sites
Translation Services
Employment Links
US Equal Employment Opportunities Commissions (EEOC)
1801 L Street, NW
Washington, DC 20507
www.eeoc.gov
202-663-4900 FREE
US Department of Labor
www.dol.gov
Statistics
212-337-2400 FREE
Workers' Compensation
1-800-347-1997 FREE General Information
Unemployment Insurance
212-337-2151 FREE
Women's Bureau
212-337-2389 FREE
Bureau of Labor Statistics
http://www.bls.gov/
NYS Attorney General
www.ag.ny.gov
Human Rights Division
212-306-7500 FREE General
212-306-7686 FREE Discrimination
212-No2BIAS Bias Complaints
Equal Employment Practices Commission
212-240-7902 FREE
Department of Labor
212-416-8700
www.labor.state.ny.us
NYC Human Rights Division
40 Rector Street
New York, New York
212-30-75090 www.nyc.com
(click on Human Rights Division in Agency List)
Human Resources Training
www.fairmeasures.com
Sites for Women in Business
Nat. Organization for Women
www.now.org
www.nownyc.org
NYS Division for Minority and Women Business Development
http://www.esd.ny.gov/MWBE.html/
633 Third Avenue
New York, NY 10017-6706
Phone: 1-212-803-2414 FREE
E-mail: esd@empire.state.ny.us
212-681-4547
NYS Human Rights Division
http://www.dhr.ny.gov/
Office of Sexual Harassment
New York State Division of Human Rights
55 Hanson Place, Room 900
Brooklyn, New York 11217
Telephone No. (718) 722-2060 FREE
Toll Free No. (800) HARASS-3 FREE or (800) 427-2773 FREE
InfoBrooklyn@dhr.state.ny.us
NYC Commission on Women’s Issues
212-788-2738 FREE
http://www.nyc.gov/html/cwi/html/about/about.shtml
NY Women's Bar Association
www.nywba.org/
212-752-5544 FREE