New York Securities Fraud Lawyers

Malecki Law is a boutique securities, investment and commercial law practice that represents clients internationally and within the United States, from our offices in the heart of New York’s Financial District. Our New York securities fraud lawyers have over 35 years of collective well-rounded experience in litigation, arbitration, and mediation, as well as regulatory investigations and employment disputes.

Since the times leading up to the Great Depression, those who run the large banks and brokerage houses have taken advantage of public investors and scapegoated securities industry employees for more than a century. We are now again in an age of the modern Robber-Baron as the income and opportunity gap widens, investors and employees need a strong voice, like ours. Our goal is to even the playing field. Malecki Law advocates for positive changes in the law at the Financial Industry Regulatory Authority (FINRA), at the Securities & Exchange Commission (SEC), within the walls of Congress, and in the media.

The Malecki law securities arbitration and fraud attorneys have successfully recovered tens of millions of dollars in FINRA arbitration and litigation settlements and awards for investors in broker fraud cases and securities industry professionals in brokerage firm related FINRA arbitrations.

Our hope is that one day the challenges our clients face – both investors and industry professionals, alike – will diminish so that fraud is the exception, not the rule. We will continue to relentlessly fight for our clients and build upon our proven record for achieving large settlements, favorable awards/verdicts, expungements, and representing prominent clientele in FINRA arbitrations and litigations.

Having an extensive background working on both sides of the fence- with securities industry professionals and investors – we have a keen understanding of the complexities of FINRA arbitration, mediation, regulation and securities litigation. Our clients include victims of broker fraud such as individual and institutional investors, retirees to elderly widows and Fortune 500 entrepreneurs, as well as securities industry employees in brokerage firm disputes, SEC, FINRA and employer investigations, and disputes involving Form U4/U5 issues. Our securities fraud lawyers serving in New York also represent securities industry whistleblowers and subpoenaed witnesses at the SEC, DOJ, FINRA, and D.A.’s office.

Our attorneys have been appointed to, and continue to serve in, prominent leadership positions within local and national associations of lawyers, including the Public Investors Arbitration Bar Association, the PIABA Foundation, the New York County Lawyers’ Association, and others. Through these positions, our securities lawyers fight for the rights of investors and securities industry employees. We have advocated for our clients through the amicus briefs that we have filed with multiple state and federal courts and via the countless official comment letters we have submitted to the SEC and FINRA. Our securities fraud lawyers in New York regularly speak at industry conferences where we teach other practicing lawyers, and actively work to shape the future generation of lawyers through lecturing at prominent law schools.

Malecki Law attorneys are consummate professionals, hard-working, trustworthy, and very accessible to our clients. We understand that our clients need someone who will be aggressive with their adversary but really listens to them-- their choices and decisions. Our New York securities fraud lawyers treat each individual case uniquely by understanding our client’s unique personal circumstance and helping them achieve their desired outcome-- within agreed budgets, strategies and other parameters. The initial consultation and case evaluation is always free.

Our Manhattan-based securities and broker fraud lawyers practice throughout the nation as well as internationally, frequently serving clients in New York, New Jersey, Massachusetts, and Washington D.C., as needed and with local counsel through pro hac vice admission elsewhere. Our client testimonials and peer ratings exemplify the high level of service and dedication that our firm invests towards each and every case.