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Resources

Government and Regulatory Links

United States Securities & Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 942-8088 | (202) 942-8088 FREE
Contact information
See also: Electronic Mailboxes at the Commission

New York Regional Office
Andrew Calamari, Regional Director
200 Vesey Street, Suite 400
New York, NY 10281-1022
(212) 336-1100 | (212) 336-1100 FREE
e-mail: newyork@sec.gov

Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
202-418-5000 | 202-418-5000 FREE
202-418-5521, fax
202-418-5514 | 202-418-5514 FREE, TTY
questions@cftc.gov

New York State Attorney General's Office
Investor Protection Bureau
120 Broadway, 23rd Floor
New York, NY 10271
Click here for the website
Phone: 212-416-8222 | 212-416-8222 FREE
Fax: 212-417-8816

U.S. House and Senate
U.S. House of Representatives
United States Senate
Information on the Dodd-Frank Wall Street Reform and Consumer Protection Act
Full Text of the Act

Information and Full Text for the Arbitration Fairness Act of 2009

The Financial Crisis Inquiry Commission

Self-Regulatory Links

FINRA - Financial Regulatory Authority
1735 K Street, N.W.
Washington, D.C. 20006
FINRA Call Center: (301) 590-6500 | (301) 590-6500 FREE
Click here for the website

FINRA Regulation, Office of Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200 | (212) 858-4200 FREE
Fax: (301) 527-4873

Municipal Securities Rulemaking Board
1900 Duke Street Suite 600
Alexandria, VA 22314
Phone: (703) 797-6600 | (703) 797-6600 FREE
Fax: (703) 797- 6700
Click here for the website

Other Exchanges

Chicago Board Option Exchange
Chicago Mercantile Exchange
Chicago Stock Exchange

Industry Associations

North American Securities Administrators Association
1 Massachusetts, N.W., Suite 310
Washington, D.C. 20001
Click here for the website
202-737-0900 | 202-737-0900 FREE Main Number
202-737-0900 | 202-737-0900 FREE Public Complaints
212-737-0900 | 212-737-0900 FREE General Counsel
1-888-884-NASAA | 1-888-884-NASAA FREE State-by-State Regulators

SIFMA
120 Broadway, 35th Floor
New York, NY 10271-0080
(ph) 1.212.313.1200 | 1.212.313.1200 FREE
(fx) 1.212.313.1301
Click here for the website

National Futures Association
Click here for the website
Chicago Headquarters
300 S. Riverside Plaza, #1800
Chicago, IL 60606-6615
(312) 781-1300 | (312) 781-1300 FREE
(312) 781-1467 (fax)

New York Office
120 Broadway, #1125
New York, NY 10271
(212) 608-8660 | (212) 608-8660 FREE
(212) 964-3913 (fax)

Certified Financial Planners Board of Standards
1425 K Street, NW, Suite 500
Washington, DC 20005
P: 800-487-1497 | 800-487-1497 FREE (Toll-Free)
P: 202-379-2200 | 202-379-2200 FREE
F: 202-379-2299
Click here for the website

National Association of Personal Financial Advisors
3250 North Arlington Heights Road, Suite 109
Arlington Heights, IL 60004
847-483-5400 | 847-483-5400 FREE
Fax: 847-483-5415
info@napfa.org
Click here for the website

Financial Planning Association
FPA PlannerSearch

Options Industry Council
The Options Clearing Corporation

National Association of Securities Professionals
727 NW 15th Street, Suite 750
Click here for the website
Washington DC 20005
Phone - 202-371-5535 | 202-371-5535 FREE
Fax - 202-371-5536

Other Industry Participants

American Arbitration Association
1633 Broadway, 10th Floor
New York, New York 10019
212-716-5800 | 212-716-5800 FREE | Fax: 212-716-5905
Click here for the website

AARP American Association of Retired Persons
Click here for the website
601 E St., NW
Washington, DC 20049
Phone: 1-800-424-3410 FREE
1-800-424-3410 FREE

Securities Investor Protection Corporation (SIPC)
805 15th Street, N.W., Suite 800
Washington, D.C. 20005
Click here for the website
Tel: (202)371-8300 FREE
Fax: (202)371-6728
Email: asksipc@sipc.org

Better Business Bureau

Financial Accounting Board of Standards

Clearing Agencies

Depository Trust Company
DTCC

Current & Historical Financial Statements
U.S. Securities and Exchange Commission

Current & Historical Pricing
Big Charts
Market Watch
Financial Web

Stock Quotes
Quote Brands, LLC
Yahoo! Finance
MSN Money

Bond Pricing
The Securities Industry and Financial Markets Association

Commodities Quotes
Barchart

Mutual Fund Quotes
Personal Fund
MoneyCafe

Intraday NASDAQ Quotes
NasdaqTrader

Options Pricing
Yahoo! Finance
Quote Brands
BNY Mellon
Interactive Brokers LLC
Cboe
Schaeffer's Investment Research, Inc.
CoveredCalls
OoptionFind
NasdaqTrader

Current & Historical Ratings
Moody's
Standard & Poor's Financial Services
Lipper

Current & Historical News
American Journalism Review
NewsLink
The Wall Street Journal
Dow Jones
Bloomberg
Barrons
CNBC
CNN

Arbitration Decisions
FINRA

Regulatory Decisions
U.S. Securities and Exchange Commission
FINRA
Intercontinental Exchange, Inc.

Industry Investigative Service

Fidelfacts
Click here for the website
212-425-1520 FREE

Other Governmental Sites

FDIC
FBI
Federal Reserve Board
Federal Trade Commission
Government Accountability Office
Internal Revenue Service
White House
Federal Documents: Federal Web Portals and Documents
Senate
State Department
House of Representatives
NYS Assembly

Translation Services

Google Translate
Bing Translator

Employment Links

US Equal Employment Opportunities Commissions (EEOC)
1801 L Street, NW
Washington, DC 20507
Click here for the website
202-663-4900 FREE

US Department of Labor

Statistics
212-337-2400 FREE

Workers' Compensation
1-800-347-1997 FREE General Information

Unemployment Insurance
212-337-2151 FREE

Women's Bureau
212-337-2389 FREE

Bureau of Labor Statistics

NYS Attorney General

Human Rights Division
212-306-7500 FREE General
212-306-7686 FREE Discrimination
212-No2BIAS Bias Complaints

Equal Employment Practices Commission
212-240-7902 FREE

Department of Labor
212-416-8700
Click here for the website

NYC Human Rights Division
40 Rector Street
New York, New York
212-30-75090
Click here for the website
(Clickk on Human Rights Division in Agency List)

Human Resources Training
Fair Measures

Sites for Women in Business

Nat. Organization for Women
National Organization for Women.
NOW-NYC

NYS Division for Minority and Women Business Development
Click here for the website
633 Third Avenue
New York, NY 10017-6706
Phone: 1-212-803-2414 FREE
E-mail: esd@empire.state.ny.us
212-681-4547

NYS Human Rights Division

Office of Sexual Harassment
New York State Division of Human Rights
55 Hanson Place, Room 900
Brooklyn, New York 11217
Telephone No. (718) 722-2060 FREE
Toll Free No. (800) HARASS-3 FREE or (800) 427-2773 FREE
InfoBrooklyn@dhr.state.ny.us

NYC Commission on Women’s Issues
212-788-2738 FREE
Click here for the website

NY Women's Bar Association
Click here for the website
212-752-5544 FREE

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Testimonials From Former Clients
★★★★★
I highly recommend Jenice and her team at Malecki Law. I had a challenging, and lengthly case. Jenice was professional, very knowledgeable, and a pleasure to work with. She managed to make the process far less stressful during a very difficult time. They care about their clients, and it definitely shows. Mario
★★★★★
Jenice is truly a miracle worker and one of the top securities lawyers. She handled a very difficult case for us, displaying her legal knowledge, intelligence, and savviness throughout the process. I cannot recommend her enough. The quality of work from her team rivals that of corporate law firms. She was always available, extremely professional, and made sure to know all the details of the case. We were very fortunate to have been referred to Jenice and highly recommend her for any securities related legal issues. Nathan A.
★★★★★
An excellent professional who represented us in trial regarding a bank fraud, an unexpected and difficult time. A professional that worked hard, persevering and who stood toe to toe against firms that had a team of excellent lawyers backing them up. Her unflinching determination really stands out, it makes you feel you have someone who really cares about trying to recover what you lost from the people that wronged you. Salomon Levi
★★★★★
It is difficult to thank you in words when gratitude comes from the heart, so I will try to link feelings with writing. It is essential for us to mention your excellence as a professional, your aptitude on legal fields, and your unavoidable persistence. All of these virtues that elevate the profession you exercise in such an admirable way, go hand in hand with your sense of ethics, your human warmth and the transparency in your actions. To sum up, thank you for being a listening ear and for having the right word while transmitting information about the legal process. Having you as our representative during such an adverse situation was a privilege and enough reason for our eternal gratitude. Angeles Aparain
★★★★★
To say that my securities litigation was complex would be a severe understatement. With multiple parties involved and spanning many years, trying to understand the issues was daunting to say the least. Jenice and her team broke down the transactions by segment and by party uncovering every hidden expense. In the end, I was more than happy and could not thank Jenice and her team enough. I would not hesitate to recommend Jenice to anyone. She is highly professional, incredibly knowledgeable, well connected to industry experts, has a tireless work ethic and is so pleasant and easy to communicate with. Five stars for sure! Andrew Loughrane