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Video Transcripts

About Malecki Law - Transcript Meet Jenice L. Malecki - Transcript Securities Litigation Experience - Transcript Whistleblower Cases - Transcript State Regulatory Investigations - Transcript Securities Employment Advice - Transcript SEC Subpoena - Transcript Investor Mediations - Transcript Investor Arbitration at FINRA & AAA - Transcript Internal Investigations - Transcript FINRA Arbitration - Transcript FINRA 8210 Requests - Transcript Elder Financial Fraud - Transcript Correcting Form U5 Information - Transcript AAA vs. FINRA Arbitrations - Transcript What Types of Misconduct Can Occur With Self-Directed IRAs? - Transcript What Are the Obligations of a Custodian or Administrator of a Self-Directed IRA? - Transcript What Evidence Is Necessary to Prove Misconduct Related to Self-Directed IRAs? - Transcript What Are Unauthorized Trading, Churning, and Overconcentration Cases? - Transcript Damages for Unauthorized Trading, Churning, etc - Transcript Authorization for Trades - Transcript What Is a Ponzi Scheme and How Does It Operate? - Transcript What Are the Warning Signs of Affinity Fraud and Ponzi Schemes? - Transcript What Types of Misstatements or Omissions are Typically Involved in Fraud Cases? - Transcript Aiding and Abetting Fraud - Transcript What Are the Potential Consequences of Entering Into an SEC Settlement? - Transcript Legal Standards for Brokers - Transcript What is a FINRA Acceptance, Waiver, and Consent (AWC)? - Transcript Liability for Defective Securities - Transcript Who Can Be Held Liable in FINRA Conduct Cases? - Transcript What Types of Options Cases Are Commonly Litigated? - Transcript What Are the Potential Risks Associated with Trading Options? - Transcript How Do Blue Sky Laws Vary From State to State? - Transcript What Are Blue Sky Laws, and What Is Their Purpose? - Transcript Reg BI Suitability Violations - Transcript What Disclosures Are Required Under Reg BI? - Transcript What Triggers a FINRA or SEC investigation? - Transcript How Long Do FINRA and SEC Investigations Typically Last? - Transcript What Types of Evidence Are Typically Collected During a FINRA or SEC Investigation? - Transcript What Are the Consequences of Failing to Cooperate with an SEC Investigation - Transcript What Is the Process for Responding to a FINRA or SEC Investigation? - Transcript What Are the Risks Associated with Investing in Complex and Alternative Investments? - Transcript What Are Complex and Alternative Investments? - Transcript Due Diligence Required in Complex & Alternative Investments - Transcript What Is the Difference Between Forgery, Conversion, and Theft? - Transcript What Is the Process for Filing a Lawsuit Related to Forgery, Conversion, or Theft? - Transcript Assets Subject to Forgery, Conversion & Theft - Transcript What Types of Evidence Are Typically Used in Forgery, Conversion, or Theft Cases? - Transcript What Is a Wells Notice, and What Is the Significance of Receiving One? - Transcript Remedies for Sales Practice Violations - Transcript What Is the Difference Between Suitability and Regulation Best Interest (Reg Bi)? - Transcript What Is a Self-Directed IRA and How Does It Differ From a Traditional IRA? - Transcript Punitive Damages for Breach - Transcript What Are the FINRA Conduct Rules? - Transcript What Are Options and How Do They Work? - Transcript What Are Annuities, Private Placements, and Illiquid Securities? - Transcript Damages Related to Private Placements & Illiquid Securities - Transcript What Evidence Is Necessary to Prove That a Security or Investment Is Defective? - Transcript What Are Defective Securities and Proprietary Investment Cases? - Transcript How Do Defective Securities Differ From Traditional Securities Fraud Cases? - Transcript What Evidence Is Necessary to Prove a Misstatement or Omission in a Fraud Case? - Transcript What Types of Damages Are Typically Sought in a Failure to Supervise Case? - Transcription What Evidence Is Necessary to Prove a Failure to Supervise Claim? - Transcript What Is Affinity Fraud and How Does It Differ From Other Types of Investment Fraud? - Transcript What Is the Difference Between a Breach of Fiduciary Duty and a Breach of Contract? - Transcript FINRA Sales Practice Violations - Transcript What Can Investors Do if There Is Unauthorized Trading, Churning or the Like? - Transcript Legal Consequences for Fraud & Ponzi Schemes - Transcript Damages for Breach of Fiduciary Duty - Transcript What Are the Obligations of a Brokerage Firm or RIA in Terms of Supervision? - Transcript

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Testimonials From Former Clients
I highly recommend Jenice and her team at Malecki Law. I had a challenging, and lengthly case. Jenice was professional, very knowledgeable, and a pleasure to work with. She managed to make the process far less stressful during a very difficult time. They care about their clients, and it definitely shows. Mario
Jenice is truly a miracle worker and one of the top securities lawyers. She handled a very difficult case for us, displaying her legal knowledge, intelligence, and savviness throughout the process. I cannot recommend her enough. The quality of work from her team rivals that of corporate law firms. She was always available, extremely professional, and made sure to know all the details of the case. We were very fortunate to have been referred to Jenice and highly recommend her for any securities related legal issues. Nathan A.
An excellent professional who represented us in trial regarding a bank fraud, an unexpected and difficult time. A professional that worked hard, persevering and who stood toe to toe against firms that had a team of excellent lawyers backing them up. Her unflinching determination really stands out, it makes you feel you have someone who really cares about trying to recover what you lost from the people that wronged you. Salomon Levi
It is difficult to thank you in words when gratitude comes from the heart, so I will try to link feelings with writing. It is essential for us to mention your excellence as a professional, your aptitude on legal fields, and your unavoidable persistence. All of these virtues that elevate the profession you exercise in such an admirable way, go hand in hand with your sense of ethics, your human warmth and the transparency in your actions. To sum up, thank you for being a listening ear and for having the right word while transmitting information about the legal process. Having you as our representative during such an adverse situation was a privilege and enough reason for our eternal gratitude. Angeles Aparain
To say that my securities litigation was complex would be a severe understatement. With multiple parties involved and spanning many years, trying to understand the issues was daunting to say the least. Jenice and her team broke down the transactions by segment and by party uncovering every hidden expense. In the end, I was more than happy and could not thank Jenice and her team enough. I would not hesitate to recommend Jenice to anyone. She is highly professional, incredibly knowledgeable, well connected to industry experts, has a tireless work ethic and is so pleasant and easy to communicate with. Five stars for sure! Andrew Loughrane