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What Are the Potential Consequences of Entering Into an SEC Settlement? - Transcript

Consequences of entering into an SEC or a thin resettlement is that you know that will be on your record for the rest of your life so you have to decide whether you’re willing to live with that you can accept that and you can deal with that and the best way to be able to deal with that is to have some say in negotiating it which is why you need a skilled Securities lawyer to be able to navigate those Waters and come up with the best language possible for you to resolve the case because you if you want to resolve the case believe me the SEC in Finland would rather resolve the case then try the case if they can within certain limitations because they do have to treat people equally and there is a sanction guideline that determines the range of penalties in any given case.

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