About Malecki Law - Transcript

What makes Malecki Law different from other Securities industry law firms is we represent both public investors and Industry professionals, as well as actually common people that get subpoenas from the SEC because anyone can get a subpoena from the SEC and whistleblowers and anybody could be a whistleblower. Many firms only represent one side or one type and we are really a true Securities industry Boutique Law Firm.

We are the real deal, we are one block away from Wall Street and I’ve been working down here in Wall Street area for over 30 years and Malecki Law has been in business for 20 years, and essentially the same location uh right at the at the uh the bull on Wall Street

The good thing about representing both sides is we represent public investors in arbitrations really primarily against broker dealers

Now there’s a broker involved but generally you’re suing the broker dealer for failure to supervise there’s an adage. That rugrage firms treat their employees worse than they treat their investors and so we represent Financial professionals both in internal investigations at broker dealers because they should broker dealers have lawyers, they should get lawyers right away

we also represent them in employment disputes in outside investigations by the SEC in FINRA and we represent them in employment disputes and transitions from broker dealer to broker-deal. Are all very complicated because of the complex regulations and the Securities business

so you know we know the soft spots for brokerage firms because we represent investors, we represent industry professionals and we deal with Regulators all the time.

We’re not ambulance Chasers, we’re the real deal. We’re Wall Street lawyers we don’t take cases on a volume basis to settle them quickly, every case is important to us and we take high quality cases. If we take your case it means it’s probably pretty good.

Malecki Law handles an interesting mix of cases that really keeps us at the top of our game: we do federal uh and State Commercial, and securities litigation in court. In commercial cases usually involve something to do with securities. We represent public investors in FINRA and AAA, which is the American Arbitration Association arbitrations. We represent industry Professionals in internal investigations, in employment disputes that happen at FINRA arbitration.

We assist industry professionals and ordinary citizens that get embroiled in SEC investigations FINRA investigations and state Securities investigations.

All that can be parallel proceedings at the same time, both civilly and criminally. So you know we help a wide range of clients.